170.6—Disciplinary proceedings (sections 17(b)(8) and (b)(9) of the Act).
A futures association must provide a fair and orderly procedure with respect to disciplinary actions brought against association members or persons associated with members. These rules governing such disciplinary actions shall contain, at a minimum, the procedural safeguards contained in section 17(b)(9) of the Act. In addition, an association, in disciplining its members should demonstrate that it will:
(Approved by the Office of Management and Budget under control number 3038-0022)