PART 14—RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE
- 14.1—Scope.
- 14.2—Definitions of appearance and practice.
- 14.3—Hearings.
- 14.4—Violation of Commodity Exchange Act.
- 14.5—Criminal conviction.
- 14.6—Disbarment or suspension by licensing authority.
- 14.7—Finding of violation of Commodity Exchange Act or Federal securities laws in another proceeding.
- 14.8—Lack of requisite qualifications, character and integrity.
- 14.9—Duty to file information concerning adverse judicial or administrative action.
- 14.10—Reinstatement.