30.71—False or fraudulent reporting on or misuse of the Automated Export System.
(a) Criminal penalties—
(1) Failure to file; submission of false or misleading information.
Any person, including USPPIs, authorized agents or carriers, who knowingly fails to file or knowingly submits, directly or indirectly, to the U.S. Government, false or misleading export information through the AES, shall be subject to a fine not to exceed $10,000 or imprisonment for not more than five years, or both, for each violation.
(2) Furtherance of illegal activities.
Any person, including USPPIs, authorized agents or carriers, who knowingly reports, directly or indirectly, to the U.S. Government any information through or otherwise uses the AES to further any illegal activity shall be subject to a fine not to exceed $10,000 or imprisonment for not more than five years, or both, for each violation.
(3) Forfeiture penalties.
Any person who is convicted under this subpart shall, in addition to any other penalty, be subject to forfeiting to the United States:
(i)
Any of that person's interest in, security of, claim against, or property or contractual rights of any kind in the goods or tangible items that were the subject of the violation.
(ii)
Any of that person's interest in, security of, claim against, or property or contractual rights of any kind in tangible property that was used in the export or attempt to export that was the subject of the violation.
(iii)
Any of that person's property constituting, or derived from, any proceeds obtained directly or indirectly as a result of this violation.
(4) Exemption.
The criminal fines provided for in this subpart are exempt from the provisions of 18 U.S.C. 3571.
(b) Civil penalties—
(1) Failure to file or delayed filing violations.
A civil penalty not to exceed $1,100 for each day of delinquency beyond the applicable period prescribed in § 30.4, but not more than $10,000 per violation, may be imposed for failure to file information or reports in connection with the exportation or transportation of cargo.
(2) Filing false/misleading information, furtherance of illegal activities and penalties for other violations.
A civil penalty not to exceed $10,000 per violation may be imposed for each violation of provisions of this part other than any violation encompassed by paragraph (b)(1) of this section. Such penalty may be in addition to any other penalty imposed by law.
(3) Forfeiture penalties.
In addition to any other civil penalties specified in this section, any property involved in a violation may be subject to forfeiture under applicable law.