SUBPART B—Content and Timing of Notice (§551.70 to §551.120)
- 551.70—What type of notice must I provide when I effect a securities transaction for a customer?
- 551.80—How do I provide a registered broker-dealer confirmation?
- 551.90—How do I provide a written notice?
- 551.100—What are the alternate notice requirements?
- 551.110—May I provide a notice electronically?
- 551.120—May I charge a fee for a notice?