SUBPART B—Exercising Fiduciary Powers (§550.130 to §550.480)
- 550.130—How may I conduct multi-state operations?
- 550.135—How do I determine which State's laws apply to my operations?
- 550.136—To what extent do State laws apply to my fiduciary operations?
- 550.140—Must I adopt and follow written policies and procedures in exercising fiduciary powers?
- 550.150—Who is responsible for the exercise of fiduciary powers?
- 550.160—What personnel and facilities may I use to perform fiduciary services?
- 550.170—May my other departments or affiliates use fiduciary personnel and facilities to perform other services?
- 550.180—May I perform fiduciary services for, or purchase fiduciary services from, another association or entity?
- 550.190—Must fiduciary officers and employees be bonded?
- 550.200—Must I review a prospective account before I accept it?
- 550.210—Must I conduct another review of an account after I accept it?
- 550.220—Are any other account reviews required?
- 550.230—Who must maintain custody or control of assets in a fiduciary account?
- 550.240—May I hold investments of a fiduciary account off-premises?
- 550.250—Must I keep fiduciary assets separate from other assets?
- 550.260—How may I invest funds of a fiduciary account?
- 550.290—What must I do with fiduciary funds awaiting investment or distribution?
- 550.300—Where may I deposit fiduciary funds awaiting investment or distribution?
- 550.310—What if the FDIC does not insure the deposits?
- 550.320—What is acceptable collateral for uninsured deposits?
- 550.330—Are there investments in which I may not invest funds of a fiduciary account?
- 550.340—May I exercise rights to purchase additional stock or fractional shares of my stock or obligations or the stock or obligations of my affiliates?
- 550.350—May I lend, sell, or transfer assets of a fiduciary account if I have an interest in the transaction?
- 550.360—May I make a loan to a fiduciary account that is secured by an interest in the assets of the account?
- 550.370—May I sell assets or lend money between fiduciary accounts?
- 550.380—May I earn compensation for acting in a fiduciary capacity?
- 550.390—May my officer or employee retain compensation for acting as a co-fiduciary?
- 550.400—May my fiduciary officer or employee accept a gift or bequest?
- 550.410—What records must I keep?
- 550.420—How long must I keep these records?
- 550.430—Must I keep fiduciary records separate and distinct from other records?
- 550.440—When do I have to audit my fiduciary activities?
- 550.450—What standards govern the conduct of the audit?
- 550.460—Who may conduct an audit?
- 550.470—Who directs the conduct of the audit?
- 550.480—How do I report the results of the audit?