SUBPART I—Rules and Procedures for Imposition of Sanctions Upon Municipal Securities Dealers or Persons Associated With Them and Clearing Agencies or Transfer Agents (§308.134 to §308
- 308.134—Scope.
- 308.135—Grounds for imposition of sanctions.
- 308.136—Notice to and consultation with the Securities and Exchange Commission.
- 308.137—Effective date of order imposing sanctions.