PART 221—CREDIT BY BANKS AND PERSONS OTHER THAN BROKERS OR DEALERS FOR THE PURPOSE OF PURCHASING OR CARRYING MARGIN STOCK (REGULATION U)
- 221.1—Authority, purpose, and scope.
- 221.2—Definitions.
- 221.3—General requirements.
- 221.4—Employee stock option, purchase, and ownership plans.
- 221.5—Special purpose loans to brokers and dealers.
- 221.6—Exempted transactions.
- 221.7—Supplement: Maximum loan value of margin stock and other collateral.
- 221.101—Determination and effect of purpose of loan.
- 221.102—Application to committed credit where funds are disbursed thereafter.
- 221.103—Loans to brokers or dealers.
- 221.104—Federal credit unions.
- 221.105—Arranging for extensions of credit to be made by a bank.
- 221.106—Reliance in “good faith” on statement of purpose of loan.
- 221.107—Arranging loan to purchase open-end investment company shares.
- 221.108—Effect of registration of stock subsequent to making of loan.
- 221.109—Loan to open-end investment company.
- 221.110—Questions arising under this part.
- 221.111—Contribution to joint venture as extension of credit when the contribution is disproportionate to the contributor's share in the venture's profits or losses.
- 221.112—Loans by bank in capacity as trustee.
- 221.113—Loan which is secured indirectly by stock.
- 221.114—Bank loans to purchase stock of American Telephone and Telegraph Company under Employees' Stock Plan.
- 221.115—Accepting a purpose statement through the mail without benefit of face-to-face interview.
- 221.116—Bank loans to replenish working capital used to purchase mutual fund shares.
- 221.117—When bank in “good faith” has not relied on stock as collateral.
- 221.118—Bank arranging for extension of credit by corporation.
- 221.119—Applicability of plan-lender provisions to financing of stock options and stock purchase rights qualified or restricted under Internal Revenue Code.
- 221.120—Allocation of stock collateral to purpose and nonpurpose credits to same customer.
- 221.121—Extension of credit in certain stock option and stock purchase plans.
- 221.122—Applicability of margin requirements to credit in connection with Insurance Premium Funding Programs.
- 221.123—Combined credit for exercising employee stock options and paying income taxes incurred as a result of such exercise.
- 221.124—Purchase of debt securities to finance corporate takeovers.
- 221.125—Credit to brokers and dealers.